CLE Program Details

Program Title: Raising Investment Capital: Private Placement and Exempt Transactions
Total CLE Hours: 1.00
General CLE Hours: 1.00
Professionalism or Ethics CLE Hours: 0.00
Registration Fee: $ 16.00

Raising Investment Capital Private Placements and Exempt Transactions covers all aspects of investment capital including a detailed discussion of relevant securities laws, securities offerings, and private replacements. Also, most notable types of exempt transactions are listed. Various rules and acts such as Securities Act of 1933, Rule 701, and Rule 505 are examined and exemptions are clearly explained. Furthermore, the reasons and downfalls for public offerings are described. The private replacements for Regulation D and Regulation A are also touched upon.

The programs Relevant Securities Laws are discussed such as Sarbanes-Oxley Act of 2002; Anti-Fraud Rule; Regulation D and;safe harbor" for private offerings along with Employee Benefit Plans
Exempt Provisions; Securities Government and Bank Commercial Paper Industrial Development bonds and Transactions intrastate offerings, Regulation Rule 701

Materials provided with the program

(click to view a sample of the actual materials)

Written Material Video Material
written material sample video material sample
Approved for CLE credit in these Jurisdictions: IL
Available Formats iPod, Quicktime, Flash video
Presenter: Steven H. Shapiro